To assist broker-dealers with compliance, NASAA prepared a fee disclosure template. Based on the template, all of the following broker-dealer charges would be disclosed except A) brokerage commissions. B) fees for issuance of stock certificates. C) account transfer fees. D) account maintenance fees.
Answers
Account transfer fees and account maintenance fees would not be disclosed as the broker-dealer charges.
NASAA means the North American Securities Administrators Association.
The NASAA prepared a fee disclosure template to assist broker-dealers with compliance.
Based on the template, the following broker-dealer charges which would be disclosed includes:
account inactivity feecharges for late paymentsissuance of a stock certificateaccount transfer feesIn conclusion, all of the following broker-dealer charges would be disclosed except the account transfer fees and account maintenance fees.
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Related Questions
TRUE.FALSE prices are rising in bear markets, indicating economic optimism.
Answers
False. In bear markets, prices generally fall, indicating pessimism and a downward trend in the overall market. Bear markets are characterized by a sustained period of declining stock prices and a negative market sentiment.
the statement "prices are rising in bear markets, indicating economic optimism" is false. Bear markets are typically associated with falling prices and pessimism, indicating a lack of economic optimism.
Investors tend to sell off their holdings due to concerns about the economy, corporate earnings, or other factors that may negatively impact the market. This selling pressure leads to lower prices.
Rising prices, on the other hand, are typically associated with bull markets, which are characterized by an optimistic outlook, increasing stock prices, and a positive market sentiment.
Bull markets are typically driven by factors such as strong economic growth, improving corporate profits, and high investor confidence.
Therefore, in bear markets, prices generally decline, indicating a lack of economic optimism and a more pessimistic outlook.
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Estelle is a recent accounting graduate, and while she likes the idea raised by her fellow graduate Fernando to set up business in a partnership together, she has always wanted to go into business for herself. Before Estelle makes a decision, her instructor tells her it would be a good idea to consider the effect of different tax structures on each type of business, just in case she favors one situation more than the other. Compare and contrast how partnerships and sole proprietorships differ in terms of their tax requirements.
Sanjay was recently alerted to the fact that his business will be audited by the IRS. What are some possible causes for Sanjay’s business being selected for audit? What will this audit likely entail? How can Sanjay prepare?
After getting his first paycheck, Marlon is incredulous at the amount of money that goes to FICA. “Who in the world is FICA?” he asks his mother. How does she reply?
Eloise has exactly $300 to spend on an airline ticket. Assuming that she will need to pay the passenger ticket tax, the passenger facility charge, and the Sept. 11th fee, what is the maximum base ticket price Eloise can still afford to pay, knowing that she has all these additional fees and taxes to pay? Explain.
Sloan has always been pretty lax about preparing her taxes, and she doesn't pay too much attention to the rules. However, after taking a class on tax fraud, she is a bit concerned that some of the information in her past tax returns may be questionable. Sloan should only be worried about tax fraud if she’s made certain mistakes in the past. What kind of mistakes should Sloan be concerned about? Explain.
Answers
A competitive firm maximizes profit by choosing the quantity at which.
Answers
Profit maximization can be achieved by a competitive corporation by choosing a quantity of output such that marginal revenue equals marginal cost.
How does a corporation maximize its profit?A corporation maximizes income via way of means of operating wherein marginal revenue equals marginal price. The corporation chooses quantity in order for that rate to equal marginal value so that it can maximize its profit.
Therefore, When the marginal revenue for an aggressive corporation equals the market rate, the firm maximizes its profit.
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Which of the following terms is used to describe the proportion of deposits that banks are legally required to deposit with the central bank?
A. discount requirements
B. reserve requirements
C. deposit requirements
D-monetary requirements
Answers
Answer: reserve requirements
Reserve requirements are used to describe the proportion of deposits that banks are legally required to deposit with the central bank. Thus, option B is correct.
What is a central bank?
A central bank is a government-run organization that oversees the money supply, or the total quantity of money in the system, as well as the management of a nation's or set of nations' currencies. Price stability is one of the numerous central banks' primary goals.
Banks and some other checkable deposits are required by the Fed Reserve to maintain a certain number of reserves versus their obligations. The amount of money that a bank must have in reserve in order to pay its obligations in the event of unforeseen departures is known as the bank reserves.
The central bank uses margin requirements as a tool to alter the amount of money available to the economy and affect lending rates. Therefore, option B is the correct option.
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Donald is a business development executive in a big retail company based in Omaha. His company now wants to expand and has sent Donald as their representative. Donald is also authorized to deal and negotiate with different vendors directly and in his own capacity. What role is Donaldplaying as per the contract law?
Answers
Answer:
C. Agent
Explanation:
Agent Law- the agent deals with third parties on behalf of the company in a contract and the company defines the control an agent can exert
The process of transferring information from the journal to the ledger is referred to as.
Answers
Answer:
posting
Explanation:
How many employees does Butte Humane Society have?
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A design firm wants to hire a senior manager to oversee its architecture division. four applicants and their qualifications are listed in the chart. a 2-column table with 4 rows titled job qualifications of applicants. column 1 is unlabeled with entries samuel, hayley, rhonda, enrique. column 2 is labeled qualifications with entries has been in the field 2 decades, designed many buildings as an architect, wants to move into management; has been a manager for a decade, designed many buildings as an architect, has supervised projects for clients; has been in the field for 7 years, designed many buildings as a mechanical engineer, wants to move into management; has been in the field for 7 years, designed many buildings as a mechanical engineer, wants to move into management. which candidate will most likely get the job? samuel hayley rhonda enrique
Answers
The candidate will most likely get the job is Hayley. Check the reason for the above answer below.
Who is an architect?The person who is architect is known as a person that is responsible for the planning, designs and the management of a building work.
Conclusively, The candidate will most likely get the job is Hayley because he is known to be the manager for a long time and he has designed many buildings as an Architect.
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Answer:
Hayley. 100%
Explanation:
Not Wrong.
Given this worksheet, which cell would you use in the set cell: box in goal seek to see how expensive of a house you can afford and keep your mortgage payment at $650?
Answers
To determine the affordable house price while keeping the mortgage payment at $650, use the Goal Seek feature in Excel, setting the mortgage payment cell and adjusting the house price cell.
To determine the affordable house price while keeping the mortgage payment at $650, you can use the Goal Seek feature in Excel. Assuming that the worksheet contains relevant data, follow these steps:
1. Identify the cell that represents the house price (let's call it "House Price") and the cell representing the mortgage payment (let's call it "Mortgage Payment").
2. In the Excel menu, navigate to the Data tab, locate the "What-If Analysis" group, and click on "Goal Seek".
3. In the Goal Seek dialog box, set the "Set cell" to "Mortgage Payment" and enter the value of $650.
4. Set the "To value" to $650 and select the cell that represents the house price ("House Price") as the "By changing cell".
5. Click "OK" to initiate the Goal Seek calculation.
6. Excel will determine the maximum affordable house price that results in a mortgage payment of $650. The value will be displayed in the "House Price" cell.
Therefore, To determine the affordable house price while keeping the mortgage payment at $650, use the Goal Seek feature in Excel, setting the mortgage payment cell and adjusting the house price cell.
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Anyone who has the power to sway or persuade others, especially via their opinions and posts on a specific topic, market or industry, is known as a/an:
А
sharer
B
participant
С
contributor
D
influencer
Answers
Tickets to a fundraiser are $14 if purchased ahead of time and $25 if purchased at the door. The total amount raised from all ticket sales was $625. If eleven tickets were purchased at the door, how many tickets were purchased ahead of time?.
Answers
($14)(25)=$350
($25)(11)=$275
$350+$275= $625
Does anyone know what the definition of expanding manufacturing is?
Answers
Hope this help :)
Why very few subsistence economies exist today
Answers
Answer:
As previously mentioned,
subsistence markets are
extremely vulnerable to
external influences.
Because of this
vulnerability, these economies are
becoming more scarce around the
world. In the past, for example, large
populations of indigenous peoples lived
throughout North America.
1. A company is creating a new product and must determine how to effectively create the product as well as appeal to the market and target a wide range of customers.
Answers
Answer and Explanation:
One good way to know how to effectively create a product and also target quite a wide range of consumers is to watch out for trends. Through the internet and social media, a producer can tell what product consumers would be ready to buy at a certain period due to the fact that it is what is trending at that time. The producer could go ahead to add new features to the product to make it stand out for potential customers.
.
The information regarding the new product should be explained in the explanation part.
The following information should be considered:
There is one good way for knowing how to effectively develop a product and also there is a wide range of consumers is to watch out for trends.By using the internet and social media, a producer can tell what product consumers would be ready to purchase at a specific period.Learn more: https://brainly.com/question/25300841?referrer=searchResults
Medeco sold goods for $100 to a charge customer. The customer returned for credit $25 worth of goods. Terms of the sale were 1/10,n/30. If the customer pays the amount owed within the discount period, what is the amount the customer should pay?
Answers
Answer: $74.25
Explanation:
Sale price of goods = $100
Worth of returned goods = $25
Term of sale = 1/10, n/30
Price if customer pays within the discount period equals :
Term of sale: 1% discount on price if the amount owed is paid within 10 days, else full amount is due in 30 days.
Actual price of goods purchased :
Goods purchased - worth of return
$100 - $25 = $75
Discount on price = 1% of $75
(1/ 100) × $75
0.01 × $75 = $0.75
Amount customer should pay:
$75 - $0.75 = $74.25
A sudden storm threatens the property of Marina Bay LLC. Ngoc, Marina Bay’s sales agent, is on site, but lacks the express or implied authority to bind the firm to the cost of appropriate protective measures. Unable to communicate with Marina Bay, Ngoc
a. has emergency powers to deal with the situation.
b. must await the principal’s express ratification to act.
c. can imply a power of attorney to assume the needed authority
Answers
The Marina Bay LLC property is under danger due to an unexpected storm. Despite being unable to contact Marina Bay, Ngoc is equipped with emergency powers.
Storms are powerful atmospheric disturbances that have low barometric pressure, cloud cover, precipitation, strong winds, and may even have lighting and thunder.
The term "storm" is a general one that is frequently used to refer to a wide range of atmospheric disturbances, from simple rainstorms and snowstorms to thunderstorms, wind, and wind-related disturbances like gales, tornadoes, tropical cyclones, and sandstorms.
Storms are defined in meteorological terms as cyclones with a strong center of low pressure, strong winds that gust between 103 and 117 km/h (64 and 73 mph), heavy precipitation, and occasionally lighting and thunder. For details on certain storm types, see thunderstorm, tornado, and tropical cyclone.
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What is it called when you make money on
the percentage of the total sales you make?
Answers
Answer:
Commission
Explanation:
Commission is a payment based on the amount of sales an employee makes and is usually based on a percentage of total sales.
The make or buy decision analysis tells us:
a. It is not that important to the company’s success to outsource items that are not strategic to our success
b. We should make all strategic items internally
c. Before outsourcing a strategic item, we should seriously consider our own ability to successfully make that item
d. All of the above
e. Only a and b
f. Only a and c
Answers
The make or buy decision analysis tells us that before outsourcing a strategic item, we should seriously consider our own ability to successfully make that item. The answer is f. Only a and c.
The make or buy decision analysis is an important consideration for companies when deciding whether to produce a product or service internally or outsource it to another company. It tells us that if the item is strategic, then it is crucial to consider the company's ability to successfully produce it before outsourcing.
This is because outsourcing such items can have a significant impact on the company's success, and it is important to ensure that the company can produce the item at the required quality and cost. Therefore, the answer is f. Only a and c.
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Business-to-business marketing refers to Multiple Choice the marketing of products to not-for-profit organizations at a reduced fee or nominal cost for use in the creation of goods and services that they can produce and market to others. the marketing of an idea to create interest or generate goodwill, not just for an individual brand but also for an entire industry or product class. the marketing of goods to companies, governments, or ultimate consumers for use in the creation of goods and services. the marketing of products and services to companies, governments, or not-for-profit organizations for use in the creation of products that they can produce and market to others. the marketing of services in the area of intellectual property such as legal, financial, or creative consulting.
Answers
Answer:
the marketing of goods and services to companies, governments, not-for-profit organizations for use in the creation of goods and services that they can produce and market to others
Explanation:
The business to business marketing defines the good and services marketing for the companies, government, and not for profit organization in order to develop the goods and services that could be generated and marketed to others
So as per the given situation, the above answer should be considered and relevant
Hence, the other options seems incorrect
Which of the following is part of the approach of basic global business ethics? Uphold global norms and fundamental rights Respect other cultures and cultural values Adhere to one's own ethical principles and core values Ethical reflection All of the above
Answers
All of the above are part of the approach to basic global business ethics. This approach includes upholding global norms and fundamental rights, respecting other cultures and cultural values, adhering to one's own ethical values and core values, and engaging in ethical reflection.
All of the above are part of the approach of basic global business ethics. Upholding global norms and fundamental rights, respecting other cultures and cultural values, and adhering to one's ethical principles own and core values are all important aspects of conducting ethical business practices on a global scale. Ethical reflection is also a crucial component in ensuring that these principles are consistently applied and evaluated in the context of diverse cultural environments Approach includes upholding global norms and fundamental rights, respecting other cultures and cultural values, adhering to one's own ethical principles and core values, and engaging in ethical reflection
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Which one of the following is most likely to result in an increase in producer surplus in the market for cow's milk? (WITH EXPLANATION PLEASE)
A) consumers switching from cow's milk to soya milk
B) health care highlighting problems of consuming cow's milk
C) an advert highlighting the benefits of cow's milk
D) an increase in indirect taxes charged on cow's milk
Answers
For a very long time Treeland has had an inflation rate of 9%. Suddenly its inflation rate drops to 3%. The drop in the inflation rate
Answers
For Treeland, the inflation rate has been consistently high at 9% for a long time. However, there has been a sudden drop in the inflation rate to 3%. This means that the prices of goods and services in Treeland will increase at a slower rate compared to before.
What causes inflation rate?A boost in consumer spending as a result of rising household incomes and more jobs creates more aggregate demand, giving businesses more room to raise the price of their goods and services. This causes a spike in inflation when it occurs across a significant number of industries and businesses.
This drop in the inflation rate could have several positive effects on the economy such as increased purchasing power, improved consumer confidence, and lower interest rates. It could also lead to increased investments and economic growth in Treeland. Overall, the drop in the inflation rate could have a significant impact on the economic stability and growth of the country.
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After years of using a mass marketing strategy, Precision Print Shop has responded to new competition from larger companies by focusing on small market segments that have been ignored by these competitors. Precision believes that by offering these market segments personalized customer service it can attract a loyal group of customers willing to pay premium prices. What is Precision's strategy known as
Answers
Answer:
niche marketing
Explanation:
Niche marketing is the type of marketing in which the promotion and the selling of the product and services are held for the specific section to be done. It focused on the particular market targets that could give the benefit from that specific product not with the overall market also this market would be high cost effective
SO according to the given situation, it is a niche marketing strategy
If consumers start to believe they need a product, what is likely to happe A. The demand becomes less elastic. B. The demand becomes more elastic. C. The supply decreases. D. The price decreases.
Answers
If consumers start to believe they need a product, it is likely that the demand for the good becomes less elasticity.
What is price elasticity of demand?
Price elasticity of demand measures the responsiveness of quantity demanded to changes in price of the good.
Price elasticity of demand = percentage change in quantity demanded / percentage change in price
When consumers consider a good to be a necessity, the elasticity of demand becomes less elastic. The more elastic demand is, the more sensitive quantity demanded is to price changes. The less elastic demand is, the less sensitive quantity demanded is to price changes.
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Answer:
B
Explanation:
takin test now
6. An apartment owner rents one-bedroom apartments for $575 and two-bedroom apartments for $650. A total of 13 apartments rent for $8150 a month. How many of each type does she have?
Answers
The apartment owner has 4 one-bedroom apartments and 9 two-bedroom apartments.
Let's assume the number of one-bedroom apartments is represented by variable 'x' and the number of two-bedroom apartments is represented by variable 'y'.
According to the given information, the rent for one-bedroom apartments is $575 and the rent for two-bedroom apartments is $650. The total number of apartments rented is 13, and the total rent collected is $8150.
We can set up the following system of equations to represent the given information:
Equation 1: x + y = 13 (Total number of apartments rented)
Equation 2: 575x + 650y = 8150 (Total rent collected)
To solve this system of equations, we can use substitution or elimination method. Let's use the substitution method:
From Equation 1, we can express x as x = 13 - y and substitute it into Equation 2:
575(13 - y) + 650y = 8150
7475 - 575y + 650y = 8150
75y = 675
y = 9
Substituting the value of y back into Equation 1:
x + 9 = 13
x = 13 - 9
x = 4
Therefore, the apartment owner has 4 one-bedroom apartments and 9 two-bedroom apartments.
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Olivia makes beautiful pottery and wants to be able to sell it, but she does not know where to advertise or which pieces would be most appealing to a buyer. Olivia needs to find someone in the Marketing Research pathway of the Marketing, Sales, and Service career cluster to help her.
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Olivia desires to find any one in the Marketing Research pathway of the Marketing, Sales, and Service profession cluster to assist her. A. True.
What is the marketing research pathway?The market research pathway includes occupations that collect and analyze unique sorts of statistics to plan new products, to predict future sales, and to position a company's strategies against those of its competitors.
Did you be aware of there are 6 steps in the market research process? While this method speaks immediately to marketing research professionals, the process applies to HR, consumer or schooling surveys as well: Identify and outline the problem.
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https://brainly.com/question/15413007#SPJ1most enjoyable aspects of a fashion stylist ?
Answers
Answer:
creative, artistic, ambitious, passionate
Explanation:
1. What is the savings in a bank referred to as? (1 point)
A. A pile of money under your mattress
B. A real estate property
C. A luxury car
D. An interest bearing savings account
Answers
What is the primary duty of a public relations specialist?
A. To create advertising concepts
B. To deliver marketing messages
C. To communicate business activities with the press
D. To oversee graphic design tasks
Answers
Answer:
B. To deliver marketing messages
Explanation:
A public relation specialist is a professional who portrays goods and services in a good light/form to the public. This helps to create awareness and encourages the general public to buy such products.
Public relation specialist ensures that the company has a good relationship between the stakeholders, staffs and the general public thereby avoiding any type of clash.
Name the choreographic element that encourages dancers to rely on musical cues, visual connections, and emotional phrasing.
Answers
The choreographic element that encourages dancers to rely on musical cues, visual connections, and emotional phrasing includes the time, energy, and space
What is the meaning of Choreography?In art, a choreography means the way in which an idea is expressed physically through dance. When developing this concept, the users usually relies on important principles of organization to ensure that the idea takes a clear, appropriate, and aesthetically pleasing form.
These are principles that comprises the basic ingredients for the dancers' movements and patterns and help the choreographer utilize space, express intention and the music, and organize the dancers.
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